Our website offers general information about our services and should not be acted upon without obtaining specific advice from a qualified professional. The information provided is not intended to provide any investment, tax or legal advice; in addition, nothing on this website should be considered a solicitation for the purchase or sale of any security.
Our portfolio characteristics and holdings are subject to change at any time and are based on a representative portfolio. Holdings and portfolio characteristics of individual client portfolios may differ, sometimes significantly, from those shown. The investments presented are examples of the securities held, bought and/or sold in our strategies during the last 12 months. These investments may not be representative of the current or future investments of those strategies. You should not assume that investments in the securities identified in this presentation were or will be profitable. We will furnish, upon your request, a list of all securities purchased, sold or held in the strategies during the 12 months preceding the date of this presentation. It should not be assumed that recommendations made in the future will be profitable or will equal the performance of securities identified in this presentation. Our, or one or more of our officers or employees, may have a position in the securities presented, and may purchase or sell such securities from time to time.
Third Party Websites:
We may utilize third party service providers to provide certain tools and/or programs, some of which may be housed on a third-party server or on a website which has been independently developed by others. As such, while accessing this website you may be linked to such other third-party servers. Access to other websites or use of any third-party tools or programs on this website are subject to all terms and conditions found therein.
Some of the information on this website is provided through linked websites. Links on this website are for informational purposes only. We do not endorse the content nor the products of these linked websites.
Some of the material on this website is password protected. This area is restricted to authorized users only. The users in these password-protected areas are responsible for any use of their password and for maintaining its confidentiality.
Barron’s Top 100 RIA Firms (2022):
Disclosure and Process: Barron’s Top 100 RIA Firm Rankings as of 9/18/2022 are “based on both qualitative and quantitative criteria, including: the assets a firm manages and the revenue those assets generate; regulatory record; staffing levels and diversity; technology spending; succession planning, and more.” Advisors that wish to be ranked must fill out a survey but do not pay to do so, nor do they receive payment from Barron’s. Barron’s independently verifies data with regulatory databases when applying their ranking formula.
Forbes’ Top 100 RIA Firms (2022):
Disclosure and Process: Forbes’ Top RIA Firm Ranking as of 12/31/21
Data provided by SHOOK ® Research, LLC – Data as of 12/31/21 America’s Top Registered Investment Advisor Firms ranking was developed by SHOOK Research and is based on in-person, virtual and telephone due diligence meetings and a ranking algorithm that includes: a measure of best practices, client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including assets under management and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerance vary, and advisors rarely have audited performance reports. Neither SHOOK nor Forbes receive compensation in exchange for its Registered Investment Advisor Firm placements or rankings, which are determined independently (see methodology above). Participation in this directory is limited to ranked firms; once placed on a ranking, firms may choose to pay fees to Forbes and Shook for premium listing features as indicated by highlighted names. SHOOK’s research and rankings provide opinions intended to help investors choose the right financial advisor or firm and not indicative of future performance or representative of any one client’s experience. Investors must carefully choose the right advisor or firm for their own situation and perform their own due diligence. Past performance is not an indication of future results. For more information, please see www.SHOOKresearch.com, SHOOK is a registered trademark of SHOOK Research, LLC.
SmartAsset’s Top 50 Fastest-Growing Financial Advisor Firms (2022):
Disclosure and process: SmartAsset as of August 1, 2022 identified all firms that are registered with the U.S. Securities & Exchange Commission (SEC) and headquartered in the U.S. To further refine the list, firms that have disclosures on their Form ADV, as well as firms that do not offer financial planning services and those with less than $500 million in assets under management as of their March 2019 SEC filing, were not considered. Finally, to isolate organic growth, firms that took part in mergers and acquisitions during the time frame were removed. With that criterion, a total of 728 financial advisory firms were considered. The firms were then ranked by comparing them across the following four metrics:
One-year percentage change in number of client accounts. Data comes from the SEC and is for March 2021 and March 2022.
Three-year percentage change in number of client accounts. Data comes from the SEC and is for March 2019 and March 2022.
One-year percentage change in assets under management. Data comes from the SEC and is for March 2021 and March 2022.
Three-year percentage change in assets under management. Data comes from the SEC and is for March 2019 and March 2022.
Using the four metrics, we ranked each advisory firm in every metric, giving all metrics an equal weighting. We calculated the firm’s average ranking and the average was used to determine a final score (100-0). Please note, this study does not evaluate the quality of services provided to clients and is not indicative of the financial advisor firms’ future business performance. Neither the RIA firms nor their employees paid a fee to SmartAsset or received a payment in exchange for inclusion in our rankings.
Additional information, including management fees and expenses, is provided on our Form ADV Part 2, available upon request or at the SEC’s Investment Advisor Public Disclosure site
https://adviserinfo.sec.gov/firm/summary/104643 As with any investment strategy, there is potential for profit as well as the possibility of loss. We do not guarantee any minimum level of investment performance or the success of any portfolio or investment strategy. All investments involve risk (the amount of which may vary significantly) and investment recommendations will not always be profitable. Past performance is not a guarantee of future results.